Form 8.3 - 2021-04-23 uk top 8.3 report signature amendment
London--(business wire)-- form 8.3 - amendment to purchase public opening position disclosure/dealing disclosure by a person with interests in relevant securities representing 1% or more rule 8.3 of the takeover code (the “code”) 1. key information barclays plc. signature aviation plc 23 april 2021 no 2. positions of the person making the disclosure if there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. (a) interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) number (%) number (%) (1) 32,417,808 3.91% 11,435,477 1.38% (2) 11,497,445 1.39% 31,030,938 3.74% (3) 0 0.00% 0 0.00% 43,915,253 5.30% 42,466,415 5.12% all interests and all short positions should be disclosed. details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a supplemental form 8 (open positions). (b) rights to subscribe for new securities (including directors’ and other employee options) class of relevant security in relation to which subscription right exists: details, including nature of the rights concerned and relevant percentages: 3. dealings (if any) by the person making the disclosure where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. the currency of all prices and other monetary amounts should be stated. (a) purchases and sales purchase/sale number of price per unit securities purchase 9 4.0330 gbp purchase 129 4.0334 gbp purchase 188 4.0359 gbp purchase 358 4.0280 gbp purchase 430 4.0381 gbp purchase 475 4.0350 gbp purchase 503 4.0376 gbp purchase 1,169 4.0345 gbp purchase 1,750 4.0375 gbp purchase 2,132 4.0351 gbp purchase 2,835 4.0226 gbp purchase 8,457 4.0340 gbp purchase 14,000 4.0380 gbp purchase 18,595 4.0371 gbp purchase 30,397 4.0346 gbp purchase 48,361 4.0342 gbp sale 9 4.0330 gbp sale 188 4.0359 gbp sale 235 4.0389 gbp sale 705 4.0400 gbp sale 774 4.0230 gbp sale 979 4.0361 gbp sale 1,096 4.0289 gbp sale 1,156 4.0399 gbp sale 2,835 4.0226 gbp sale 3,535 4.0285 gbp sale 4,563 4.0380 gbp sale 8,322 4.0366 gbp sale 8,357 4.0342 gbp sale 8,540 4.0375 gbp sale 8,832 4.0390 gbp sale 13,733 4.0279 gbp sale 17,614 4.0308 gbp sale 38,638 4.0355 gbp sale 250,000 4.0370 gbp sale 262,505 4.0350 gbp sale 287,000 4.0270 gbp sale 305,301 4.0340 gbp (b) cash-settled derivative transactions product nature of dealing number of price per description reference unit securities cfd long 69 4.0340 gbp swap long 360 4.0290 gbp swap long 2,704 4.0287 gbp cfd long 2,817 4.0285 gbp swap long 4,865 4.0283 gbp cfd long 26,006 4.0290 gbp cfd short 100 4.0340 gbp cfd short 129 4.0334 gbp swap short 673 4.0337 gbp swap short 14,827 4.0340 gbp swap short 36,592 4.0345 gbp (c) stock-settled derivative transactions (including options) (i) writing, selling, purchasing or varying class of relevant security product description e.g. call option writing, purchasing, selling, varying etc. number of securities to which option relates exercise price per unit type e.g. american, european etc. expiry date option money paid/ received per unit (ii) exercise class of relevant security product description e.g. call option exercising/ exercised against number of securities exercise price per unit (d) other dealings (including subscribing for new securities) class of relevant security nature of dealing e.g. subscription, conversion details price per unit (if applicable) 4. other information (a) indemnity and other dealing arrangements details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: irrevocable commitments and letters of intent should not be included. if there are no such agreements, arrangements or understandings, state “none” none (b) agreements, arrangements or understandings relating to options or derivatives details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: if there are no such agreements, arrangements or understandings, state “none” none (c) attachments 27 apr 2021 large holdings regulatory operations 020 3134 7213 public disclosures under rule 8 of the code must be made to a regulatory information service. the panel’s market surveillance unit is available for consultation in relation to the code’s disclosure requirements on +44 (0)20 7638 0129. *if the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the panel’s market surveillance unit. the code can be viewed on the panel’s website at www.thetakeoverpanel.org.uk.
