Form 8.3 - 2021-04-29 uk top 8.3 report signature amendment
London--(business wire)-- form 8.3 - amendment to purchase and sales public opening position disclosure/dealing disclosure by a person with interests in relevant securities representing 1% or more rule 8.3 of the takeover code (the “code”) 1. key information barclays plc. signature aviation plc 29 april 2021 no 2. positions of the person making the disclosure if there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. (a) interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) number (%) number (%) (1) 33,786,194 4.07% 11,394,817 1.37% (2) 11,471,168 1.38% 33,179,914 4.00% (3) 0 0.00% 0 0.00% 45,257,362 5.46% 44,574,731 5.37% all interests and all short positions should be disclosed. details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a supplemental form 8 (open positions). (b) rights to subscribe for new securities (including directors’ and other employee options) class of relevant security in relation to which subscription right exists: details, including nature of the rights concerned and relevant percentages: 3. dealings (if any) by the person making the disclosure where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. the currency of all prices and other monetary amounts should be stated. (a) purchases and sales purchase/sale number of price per unit securities purchase 33 4.0081 gbp purchase 206 4.0130 gbp purchase 452 4.0150 gbp purchase 722 4.0110 gbp purchase 992 4.0100 gbp purchase 3,444 4.0122 gbp purchase 4,311 4.0086 gbp purchase 5,374 4.0094 gbp purchase 5,502 4.0109 gbp purchase 7,165 4.0088 gbp purchase 9,893 4.0053 gbp purchase 10,471 4.0050 gbp purchase 19,438 4.0139 gbp purchase 22,520 4.0083 gbp purchase 39,401 4.0058 gbp sale 373 4.0072 gbp sale 400 4.0060 gbp sale 450 4.0070 gbp sale 460 4.0089 gbp sale 836 4.0114 gbp sale 1,539 4.0066 gbp sale 2,491 4.0088 gbp sale 2,555 4.0050 gbp sale 8,923 4.0106 gbp sale 9,893 4.0046 gbp sale 9,968 4.0052 gbp sale 11,300 4.0074 gbp sale 47,326 4.0111 gbp (b) cash-settled derivative transactions product nature of dealing number of price per description reference unit securities cfd long 1,539 4.0066 gbp swap long 1,710 4.0103 gbp swap long 6,363 4.0048 gbp swap long 9,893 4.0046 gbp cfd long 13,819 4.0101 gbp cfd short 33 4.0081 gbp swap short 724 4.0097 gbp swap short 5,094 4.0092 gbp swap short 9,893 4.0053 gbp swap short 10,152 4.0069 gbp swap short 38,218 4.0065 gbp (c) stock-settled derivative transactions (including options) (i) writing, selling, purchasing or varying class of relevant security product description e.g. call option writing, purchasing, selling, varying etc. number of securities to which option relates exercise price per unit type e.g. american, european etc. expiry date option money paid/ received per unit (ii) exercise class of relevant security product description e.g. call option exercising/ exercised against number of securities exercise price per unit (d) other dealings (including subscribing for new securities) class of relevant security nature of dealing e.g. subscription, conversion details price per unit (if applicable) 4. other information (a) indemnity and other dealing arrangements details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: irrevocable commitments and letters of intent should not be included. if there are no such agreements, arrangements or understandings, state “none” none (b) agreements, arrangements or understandings relating to options or derivatives details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: if there are no such agreements, arrangements or understandings, state “none” none (c) attachments 4 may 2021 large holdings regulatory operations 020 3134 7213 public disclosures under rule 8 of the code must be made to a regulatory information service. the panel’s market surveillance unit is available for consultation in relation to the code’s disclosure requirements on +44 (0)20 7638 0129. *if the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the panel’s market surveillance unit. the code can be viewed on the panel’s website at www.thetakeoverpanel.org.uk.
