Form 8 (dd) - cme group inc

London--(business wire)-- form 8 (dd) public dealing disclosure by a party to an offer or person acting in concert (including dealings for the account of discretionary investment clients) rules 8.1, 8.2 and 8.4 of the takeover code (the “code”) 1. key information 2. positions of the person making the disclosure if there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. (a) interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing all interests and all short positions should be disclosed. details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a supplemental form 8 (open positions). details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a supplemental form 8 (sbl). (b) rights to subscribe for new securities (including directors’ and other employee options) 3. dealings by the person making the disclosure where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. the currency of all prices and other monetary amounts should be stated. (a) purchases and sales (i) party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser) (ii) principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser (b) cash-settled derivative transactions e.g. cfd e.g. opening/closing a long/short position, increasing/reducing a long/short position (c) stock-settled derivative transactions (including options) (i) writing, selling, purchasing or varying (ii) exercise e.g. call option (d) other dealings (including subscribing for new securities) e.g. subscription, conversion 4. other information (a) indemnity and other dealing arrangements irrevocable commitments and letters of intent should not be included. if there are no such agreements, arrangements or understandings, state “none” none (b) agreements, arrangements or understandings relating to options or derivatives (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: if there are no such agreements, arrangements or understandings, state “none” none (c) attachments are any supplemental forms attached? public disclosures under rule 8 of the code must be made to a regulatory information service. the panel’s market surveillance unit is available for consultation in relation to the code’s dealing disclosure requirements on +44 (0)20 7638 0129. the code can be viewed on the panel’s website at www.thetakeoverpanel.org.uk. supplemental form 8 (open positions) details of open stock-settled derivative (including option) positions, agreements to purchase or sell etc. note 5(i) on rule 8 of the takeover code (the “code”) 1. key information 2. stock-settled derivatives (including options) 3. agreements to purchase or sell etc. it is not necessary to provide details on a supplemental form (open positions) with regard to cash-settled derivatives. the currency of all prices and other monetary amounts should be stated. the panel’s market surveillance unit is available for consultation in relation to the code’s disclosure requirements on +44 (0)20 7638 0129. the code can be viewed on the panel’s website at www.thetakeoverpanel.org.uk.
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