Broadridge acquires innovative compliance and surveillance solution for broker-dealers

New york, july 1, 2021 /prnewswire/ -- broadridge financial solutions, inc. (nyse:br), a global fintech leader, today announced that it is further enhancing its regulatory compliance capabilities for broker-dealers with the acquisition of the cloud-based execution compliance and surveillance service (ecs) assets from jordan & jordan. the solution provides a combination of surveillance and regulatory reporting as well as compliance consulting capabilities for us regulations.
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